Bursa Assist (formerly known as Bursa 2U)

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Is a Participating Organisation (PO) required to undergo a readiness audit before offering Discretionary Trading (DT) services to clients? Is there a template or checklist available for this audit?

Yes. A readiness audit is required. The template can be provided to the PO upon request.

 

Please contact the Exchange's Intermediary Supervision Department to obtain the ‘Checklist on Participating Organisation Readiness to Commence Discretionary Trading’.

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